A Powerful Partnership

For more than 25 years, Financial Network has provided a powerful partnership that can help you build your investment program, while allowing you to focus on developing client relationships. We understand the differences in culture and program goals and have a uniquely designed structure that supports them. Through our experienced, strategically located regional teams — each with a dedicated manager to assist with the daily operations of your program — our Financial Institution Division advises, trains and supports financial institution management and financial advisors to deliver the highest quality investment and insurance products and services to clients. Additionally, the national support of our home office helps your financial institution thrive.

Our reputation for program customization, cutting-edge technology, strict compliance adherence and reliable support has attracted and satisfied hundreds of financial institutions across the United States. In fact, Financial Network is one of the largest providers of investment services to banks and credit unions in the United States. With Financial Network, your financial institution can:

• Strengthen existing relationships through customized investment strategies and programs*
• Expand relationships by providing a wide range of competitive financial products
• Energize marketing efforts through unique, client-driven programs

Furthermore, our fully integrated, intuitive technology workstation, SmartWorks^SM, and real-time data processing allow us to tailor our services to match your institution’s unique needs while accommodating various employee structures:

• Dual: Full-time financial advisors are dual employees of Financial Network and the financial institution
• Managed: Investment services are provided by financial advisors, who are Financial Network employees, located onsite at your financial institution
• Platform: Registered branch employees offer simplified product solutions to clients, providing expanded coverage among various branch offices

* Advisory services may be offered only by an Investment Adviser Representative in connection with an appropriate Financial Network advisory services agreement and disclosure brochure, as provided.